Nasdaq Trade Surveillance Expands with Data Discovery Capability


Compliance officers and information scientists will now be empowered with entry to normalized buying and selling and compliance-related information for deeper insights aiding within the detection, investigation and prevention of market abuse

NEW YORK, Jan. 07, 2020 (GLOBE NEWSWIRE) — At the moment Nasdaq (NDAQ) introduced the launch of its information discovery functionality inside Nasdaq Commerce Surveillance, the world’s most generally used surveillance answer for the sell-side trade. Compliance groups that implement this functionality could have deeper perception into buying and selling and surveillance exercise to extract further insights and context for market abuse investigations. Moreover, information scientists can profit from normalized information entry to gasoline innovation initiatives. Created in collaboration with Nasdaq shoppers, the information discovery expertise is already working in a number of corporations.

Whereas the information discovery functionality is initially targeted on delivering worth to the Nasdaq’s surveillance neighborhood, it is going to be rolled out to different Nasdaq market expertise platforms past surveillance over time to unveil further insights when analyzing information throughout siloes.

“Information is and at all times would be the key supply for determination making for a company – how information is unlocked, processed and utilized is crucially necessary,” mentioned Valerie Bannert-Thurner, Senior Vice President and Head of Purchase-Facet and Promote-Facet Options, Market Know-how, Nasdaq. “We imagine our new functionality opens doorways for our commerce surveillance shoppers to faucet beforehand underutilized information to additional improve their operations, advance their surveillance, in addition to differentiate and empower their enterprise technique.”

For a lot of corporations, normalization of trade- and compliance-related information throughout a number of venues is cumbersome, whereas the method of extracting the suitable information units on the proper time for the suitable persona is each time-consuming and useful resource intensive. By means of an intuitive person interface and highly effective API, information entry hurdles for compliance and information science groups could be overcome. 

The info discovery functionality assists with a number of commerce surveillance use instances:

  • Regulatory inquiries – permits entry to intensive buying and selling information for speedy response to regulatory or change initiated inquiries
  • Information reconciliation – permits entry to normalized buying and selling information throughout a number of asset courses and venues to be used in information audits and reconciliation for regulatory compliance together with MiFID II
  • Case critiques – gives new information investigation capabilities to expeditiously determine exercise patterns over time and throughout securities and markets to help investigation of refined market abuse instances
  • Information science entry – helps the exploration of focused information units, aggregations and behavioral indicators to be used in inner information evaluation tasks by information scientists and innovation groups

Because the trade benchmark for real-time and T+1 cross-market surveillance platforms, Nasdaq’s surveillance expertise automates the detection, investigation and evaluation of doubtless abusive or disorderly buying and selling, to assist enhance the general effectivity of the surveillance group and cut back value, whilst market complexity and new rules improve. These options are used to energy monitoring for greater than 59 marketplaces, 19 regulators and 160+ market individuals, together with a number of buy-side establishments, throughout 65 international locations.

About Nasdaq

Nasdaq (NDAQ) is a world expertise firm serving the capital markets and different industries. Our various providing of information, analytics, software program and providers allows shoppers to optimize and execute their enterprise imaginative and prescient with confidence. To be taught extra concerning the firm, expertise options and profession alternatives, go to us on LinkedIn, on Twitter @Nasdaq, or at

Media Contacts

Ryan Wells
Cell: +1 646 648 3887

Yan-yan Tong
Cell: +46 (0)73 449 66 83 


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